Contact David
Based in Santa Fe, I bring personalized, quality financial education to my clients, wherever they are.
Book your appointment
Telephone 505.920.9141
Email david.wharram@lpl.com
2019 Galisteo Street, Suite N10 A,
Santa Fe, NM 87505
OUR OFFICE
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State Licenses
California, Colorado, New Mexico, North Carolina, Texas, Washington
FINRA Examinations COMPLETED
Series 66 – Uniform Combined State Law Examination
Series 7 – General Securities Representative Examination
Associated Company's
LPL Financial - This is a national broker dealer providing access to the markets. LPL Financial is one of the nation's leading financial services companies and publicly traded company under ticker LPLA. The firm 's mission is rooted in the belief that objective financial guidance is a fundamental need for everyone. LPL does not offer proprietary investments products or engage in investment bank activities ; this means advisors nationwide are able to rely on the firms tools and resources to help them provide financial guidance and recommendations to help meet their clients needs. For information about LPL Financial, visit www.lpl.com.