Contact David

Based in Santa Fe with an international service area. I bring personalized, quality financial education to my clients, wherever they are.

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Our Office

2019 Galisteo Street, Suite N10 A,
Santa Fe, NM 87505

Telephone 505.920.9141

Email david.wharram@lpl.com

State Licenses

 California, Colorado, New Mexico, North Carolina, Oregon, Texas, Washington

FINRA Examinations COMPLETED

• Series 66 – Uniform Combined State Law Examination

• Series 7 – General Securities Representative Examination

Associated Company's

LPL Financial - This is a national broker dealer providing access to the markets. LPL Financial is one of the nation's leading financial services companies and publicly traded company under ticker LPLA. The firm 's mission is rooted in the belief that objective financial guidance is a fundamental need for everyone. LPL does not offer proprietary investments products or engage in investment bank activities ; this means advisors nationwide are able to rely on the firms tools and resources to help them provide financial guidance and recommendations to help meet their clients needs. For information about LPL Financial, visit www.lpl.com.

Western Community Financial - I work for for Western Community Financial it was founded in 2011 on the belief that there is room in the industry for a "new" type of financial advisory services firm. This new firm would take us back to the day where our employees, advisors and the local office were an integral part of the community providing personal investment services.